Lam, Daniel King Wai 林景蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-08-09 | 2006-03-10 | Rep | Dealing in securities | 2004-08-09 | 2006-03-10 | Rep | Advising on securities | 2009-09-28 | 2011-12-02 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2006-03-10 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-03-11 | 2009-09-07 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-07-13 | Rep | Advising on securities | 2004-07-13 | Rep | Asset management | 2004-07-13 | Rep | Automated trading services | 2004-07-13 | Rep | Dealing in securities | 2004-07-13 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-01-28 | 2015-10-27 | Rep | Dealing in futures contracts | 2013-01-28 | 2015-10-27 |
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