Wan, Lu 萬璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2021-02-18 | Rep | Dealing in securities | 2021-02-18 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-09-09 | 2021-01-07 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-09 | 2021-01-07 | Rep | Dealing in securities | 2019-08-09 | 2021-01-07 |
| 4 | Zinvest Capital Management Limited | Rep | Asset management | 2018-06-14 | 2019-07-28 |
| 5 | Zinvest Global Limited | Rep | Advising on securities | 2018-06-14 | 2019-07-28 | Rep | Dealing in securities | 2018-06-14 | 2019-07-28 |
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