McCarthy, Conor William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2018-06-14 | 2018-06-15 | Rep | Dealing in securities | 2018-06-14 | 2018-06-15 | Rep | Advising on securities | 2018-07-30 | 2018-08-02 | Rep | Dealing in securities | 2018-07-30 | 2018-08-02 | Rep | Advising on securities | 2019-01-24 | 2023-03-31 | Rep | Dealing in securities | 2019-01-24 | 2023-03-31 |
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