Li, Kwok Chiu 李國超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Candescent Capital Limited | RO | Advising on securities | 2022-02-07 | |
| 2 | Candescent Capital Limited | RO | Dealing in securities | 2022-02-07 | |
| 3 | Candescent Capital Limited | RO | Asset management | 2022-10-27 | |
| 4 | ABCI Securities Company Limited | RO | Automated trading services | 2003-10-13 | |
| 5 | ABCI Securities Company Limited | RO | Dealing in securities | 2010-12-30 | |
| 6 | ABCI Securities Company Limited | RO | Advising on securities | 2005-11-15 | 2010-12-30 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2011-02-16 | 2011-02-17 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-16 | 2011-02-17 |
| 9 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-04-14 | 2017-10-27 |
| 10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-04-14 | 2017-10-27 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | RO | Advising on securities | 2011-02-17 | 2020-03-31 |
| 12 | YUE XIU SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2011-02-17 | 2020-03-31 |
| 13 | YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| 14 | YUE XIU FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| 15 | YUE XIU SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| 16 | YUE XIU SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
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