Lau, Chung Kwan 劉仲坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-03-30 | 2006-02-20 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-07 | 2006-02-20 |
3 | Moliyo (Hong Kong) Limited | RO | Advising on securities | 2005-03-31 | |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-08-14 | 2021-03-24 | Rep | Dealing in securities | 2020-08-14 | 2021-03-24 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2020-08-14 | 2021-03-24 | Rep | Dealing in securities | 2020-08-14 | 2021-03-24 |
6 | Venture Smart Asia Limited | Rep | Advising on securities | 2022-08-09 | 2022-12-30 | Rep | Asset management | 2022-08-09 | 2022-12-30 | Rep | Dealing in securities | 2022-08-09 | 2022-12-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy