Zee, Helen 徐閔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI CAPITAL LIMITED | RO | Advising on corporate finance | 2011-05-31 | |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-05-07 | 2019-08-31 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2013-05-07 | 2019-08-31 | Rep | Advising on securities | 2016-08-17 | 2019-08-31 |
| 4 | Luk Fook Capital (HK) Limited | Rep | Advising on corporate finance | 2020-02-26 | 2020-03-31 | Rep | Dealing in securities | 2020-02-26 | 2020-03-31 | RO | Advising on corporate finance | 2020-03-31 | 2022-02-14 | RO | Dealing in securities | 2020-03-31 | 2022-02-14 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2020-02-26 | 2022-02-14 |
| 6 | Octal Capital Limited | RO | Advising on corporate finance | 2011-06-01 | 2012-04-16 | RO | Dealing in securities | 2011-11-24 | 2012-04-16 |
| 7 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2012-04-20 | 2013-01-28 | RO | Dealing in securities | 2012-04-20 | 2013-01-28 |
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