Wang, Shuai (SFC:BNB844) 王帥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ahead Asset Management Limited | Rep | Advising on securities | 2023-09-28 | 2023-11-13 | Rep | Asset management | 2023-09-28 | 2023-11-13 | RO | Advising on securities | 2023-11-13 | RO | Asset management | 2023-11-13 |
| 2 | Antai Securities Limited | Rep | Advising on securities | 2020-08-10 | 2021-03-16 | Rep | Asset management | 2020-08-10 | 2021-03-16 | Rep | Dealing in securities | 2020-08-10 | 2021-03-16 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-22 | 2018-12-01 | Rep | Advising on securities | 2020-01-02 | 2020-07-31 |
| 4 | Regent Capital Management Limited | Rep | Advising on securities | 2021-03-17 | 2023-09-08 | Rep | Asset management | 2021-03-17 | 2023-09-08 |
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