Wang, Yan (SFC:AJA480) 王岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2005-05-13 | 2005-12-20 | Rep | Dealing in securities | 2005-05-13 | 2006-01-03 | RO | Advising on corporate finance | 2005-12-20 | 2011-09-19 | RO | Dealing in securities | 2010-01-29 | 2011-09-19 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-20 | 2010-01-29 | RO | Dealing in securities | 2010-01-29 | 2011-09-19 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2011-12-29 | 2017-03-09 | RO | Dealing in securities | 2011-12-29 | 2017-03-09 | Rep | Advising on corporate finance | 2017-03-09 | 2018-08-17 | Rep | Dealing in securities | 2017-03-09 | 2018-08-17 |
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