Diu, Chin Fai 刁展輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austin Asia Securities Limited | Rep | Advising on securities | 2019-09-16 | 2019-09-27 | Rep | Asset management | 2019-09-16 | 2019-09-27 | RO | Advising on securities | 2019-09-27 | 2020-03-25 | RO | Asset management | 2019-09-27 | 2020-03-25 |
| 2 | FDB Financial Group Limited | RO | Advising on securities | 2003-09-16 | RO | Asset management | 2003-09-16 |
| 3 | GET NICE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-03-06 | 2009-10-30 | Rep | Asset management | 2007-03-06 | 2009-10-30 |
| 4 | Growth Track Asset Management Limited | RO | Asset management | 2014-03-18 | 2017-06-13 |
| 5 | PROFIT ACCESS INVESTMENTS LIMITED | RO | Advising on securities | 2018-03-14 | 2019-01-04 | RO | Asset management | 2018-03-14 | 2019-01-04 |
| 6 | RuiLian Financial Group Company Limited | Rep | Advising on securities | 2023-04-11 | Rep | Asset management | 2023-04-11 |
| 7 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-05-04 | 2014-02-26 | Rep | Asset management | 2010-05-04 | 2014-02-26 | Rep | Dealing in securities | 2010-05-04 | 2014-02-26 |
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