Wu, Qingbo (SFC:BHK053) 鄔清波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2018-06-27 | 2019-06-25 | RO | Asset management | 2018-06-27 | 2019-06-25 |
| 2 | Soochow Securities International Brokerage Limited | RO | Advising on securities | 2018-06-27 | 2019-06-25 | RO | Dealing in securities | 2018-06-27 | 2019-06-25 |
| 3 | Soochow Securities International Capital Limited | RO | Advising on corporate finance | 2018-06-27 | 2019-06-25 |
| 4 | Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2018-06-27 | 2019-02-18 | RO | Dealing in futures contracts | 2018-06-27 | 2019-02-18 |
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