Tsoi, Wing Mei 蔡穎䉠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANLLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-04-20 | 2022-02-06 | Rep | Asset management | 2021-04-20 | 2022-02-06 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-04 | 2021-02-12 | Rep | Dealing in securities | 2019-09-04 | 2021-02-12 |
3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-06-26 | 2019-06-04 |
4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-06-26 | 2019-06-04 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-08 | 2019-07-17 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-08 | 2019-07-17 |
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