Liu, Louis Ka Lim 廖嘉濂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2016-11-10 | 2017-05-08 | Rep | Dealing in securities | 2016-11-10 | 2017-05-08 | RO | Advising on corporate finance | 2017-05-08 | 2020-11-23 | RO | Dealing in securities | 2017-05-08 | 2020-11-23 |
| 2 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-03-30 | 2009-05-14 | RO | Advising on corporate finance | 2009-05-14 | 2010-04-15 |
| 3 | GALILEO CAPITAL LIMITED (d2009-12-31) | RO | Advising on corporate finance | 2004-03-18 | 2008-11-01 |
| 4 | HEAD & SHOULDERS CAPITAL LIMITED | RO | Advising on corporate finance | 2020-12-09 | |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2024-01-23 | |
| 6 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2010-05-12 | 2010-07-19 | Rep | Dealing in securities | 2010-05-12 | 2011-12-29 | RO | Advising on corporate finance | 2010-07-19 | 2016-05-13 | RO | Dealing in securities | 2011-12-29 | 2016-05-13 |
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