Heyes, Richard Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2012-03-30 | 2013-10-15 | Rep | Dealing in securities | 2012-03-30 | 2013-10-15 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-05-22 | RO | Advising on securities | 2013-10-15 | 2020-07-01 | RO | Automated trading services | 2013-10-15 | 2020-07-01 | RO | Dealing in securities | 2013-10-15 | 2020-07-01 | RO | Dealing in futures contracts | 2019-03-13 | 2020-07-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-30 | 2013-08-31 | Rep | Dealing in securities | 2012-03-30 | 2013-08-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2006-01-23 | Rep | Dealing in securities | 2006-01-23 |
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