Wu, Yilong (SFC:BNE752) 吳一龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2018-07-04 | 2018-09-10 | Rep | Asset management | 2018-07-04 | 2018-09-10 | Rep | Dealing in securities | 2018-07-04 | 2018-09-10 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2019-05-29 | 2021-05-11 | Rep | Dealing in securities | 2019-05-29 | 2021-05-11 | Rep | Advising on futures contracts | 2020-02-04 | 2021-05-11 | Rep | Dealing in futures contracts | 2020-02-04 | 2021-05-11 |
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