Cao, Jingmu 曹靖牧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2012-01-30 | 2012-08-01 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-01-30 | 2012-08-01 |
| 3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2017-03-31 | 2018-11-07 | Rep | Dealing in securities | 2017-03-31 | 2018-11-07 | Rep | Advising on securities | 2019-06-13 | Rep | Dealing in securities | 2019-06-13 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-15 | 2019-02-22 | Rep | Dealing in securities | 2018-11-15 | 2019-02-22 |
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