Martin, James John Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-01 | 2020-05-12 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-02-01 | 2020-05-12 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2020-05-12 | 2024-03-28 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2020-05-12 | 2024-03-28 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2020-05-12 | 2024-03-28 |
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