Lui, Chi Hang (SFC:AYW027) 呂志恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-27 | 2017-12-19 | Rep | Asset management | 2017-09-27 | 2017-12-19 | RO | Advising on securities | 2017-12-19 | 2020-04-29 | RO | Asset management | 2017-12-19 | 2020-04-29 | RO | Dealing in securities | 2019-03-22 | 2020-04-29 |
| 2 | Mason Securities Limited | Rep | Advising on securities | 2016-10-17 | 2016-12-01 | Rep | Asset management | 2016-10-17 | 2016-12-01 | Rep | Dealing in securities | 2016-10-17 | 2019-07-05 | RO | Advising on securities | 2016-12-01 | 2017-09-08 | RO | Asset management | 2016-12-01 | 2017-09-08 | RO | Asset management | 2020-02-24 | 2020-04-29 |
| 3 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2012-02-09 | 2016-02-29 | RO | Asset management | 2012-02-09 | 2016-02-29 | RO | Dealing in securities | 2012-02-09 | 2016-02-29 |
| 4 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2018-03-14 | 2019-06-14 |
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