Ye, Rong (SFC:AYZ033) 葉戎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2022-07-18 | 2024-04-22 | Rep | Asset management | 2022-07-18 | 2024-04-22 | Rep | Dealing in securities | 2022-07-18 | 2024-04-22 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2025-04-01 | Rep | Asset management | 2025-04-01 | Rep | Dealing in securities | 2025-04-01 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2025-04-01 | |
| 4 | J-Stone Capital Limited | Rep | Advising on securities | 2021-09-21 | 2021-12-13 | Rep | Asset management | 2021-09-21 | 2021-12-13 | RO | Advising on securities | 2021-12-13 | 2022-06-24 | RO | Asset management | 2021-12-13 | 2022-06-24 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2012-02-09 | 2016-02-06 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-18 | 2021-03-22 | Rep | Asset management | 2016-03-18 | 2021-03-22 | Rep | Advising on securities | 2024-03-28 | 2024-11-19 | Rep | Asset management | 2024-03-28 | 2024-11-19 | Rep | Dealing in securities | 2024-03-28 | 2024-11-19 |
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