Wu, Hao (SFC:AYZ032) 鄔浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-02-13 | 2015-10-16 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-09-29 | 2019-08-09 | Rep | Dealing in securities | 2017-09-29 | 2019-08-09 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-09-04 | 2020-03-25 | Rep | Dealing in securities | 2019-09-04 | 2020-03-25 | Rep | Advising on securities | 2019-09-27 | RO | Advising on corporate finance | 2020-03-25 | RO | Dealing in securities | 2020-03-25 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-10-30 | 2017-08-11 | Rep | Dealing in securities | 2015-10-30 | 2017-08-11 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-10 | 2017-08-11 |
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