Xu, Lingfeng 徐凌峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2012-02-13 | 2014-01-06 | Rep | Asset management | 2012-02-13 | 2014-01-06 | Rep | Dealing in securities | 2012-09-21 | 2014-01-06 | RO | Advising on futures contracts | 2014-01-06 | 2014-10-31 | RO | Advising on securities | 2014-01-06 | 2020-10-30 | RO | Asset management | 2014-01-06 | 2020-10-30 | RO | Dealing in securities | 2014-01-06 | 2020-10-30 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2019-03-05 | 2020-10-30 | RO | Dealing in securities | 2019-03-05 | 2020-10-30 |
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