Smith, Dennis Michael (SFC:AFI982)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | North Asia Strategic Advisors | RO | Advising on corporate finance | 2012-02-15 | 2013-12-02 |
| 2 | Orion Partners Advisors Limited | RO | Advising on corporate finance | 2013-12-17 | 2018-11-30 | RO | Advising on securities | 2013-12-17 | 2018-11-30 |
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