Xiao, Yuan (SFC:AZB291) 肖元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-02-20 | 2017-06-01 | Rep | Dealing in securities | 2012-02-20 | 2017-06-01 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-01-11 | 2020-10-21 | RO | Dealing in futures contracts | 2020-10-21 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2015-06-04 | 2017-06-01 | Rep | Dealing in securities | 2018-01-11 | 2018-04-25 | Rep | Advising on securities | 2018-01-11 | 2020-10-21 | RO | Dealing in securities | 2018-04-25 | RO | Advising on securities | 2020-10-21 |
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