Escudier, Romain Jean David (SFC:AZB452)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2012-02-21 | 2015-10-17 | Rep | Dealing in securities | 2012-02-21 | 2015-10-17 |
| 2 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2016-02-11 | 2019-09-12 | Rep | Dealing in securities | 2016-02-11 | 2019-09-12 | RO | Dealing in futures contracts | 2019-09-12 | 2021-06-30 | RO | Dealing in securities | 2019-09-12 | 2021-06-30 |
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