Chen, Guowen (SFC:AZA682) 陳國文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-02-03 | 2017-03-31 | Rep | Asset management | 2016-02-03 | 2017-03-31 |
| 2 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2012-02-22 | 2016-01-29 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-09 | 2016-01-29 |
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