Chen, Christopher Tu Hsin 陳篤信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2012-02-23 | 2014-11-03 | Rep | Asset management | 2012-02-23 | 2014-11-03 |
2 | American Century Investment Management (Asia Pacific) Limited | Rep | Advising on securities | 2018-07-19 | 2023-08-29 | Rep | Dealing in securities | 2018-07-19 | 2023-08-29 | RO | Advising on securities | 2023-08-29 | RO | Dealing in securities | 2023-08-29 |
3 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-04-13 | 2018-06-29 | Rep | Dealing in securities | 2017-04-13 | 2018-06-29 |
4 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-11-14 | 2014-12-31 | Rep | Asset management | 2014-11-14 | 2014-12-31 | Rep | Dealing in securities | 2014-11-14 | 2014-12-31 |
5 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-11-14 | 2015-06-07 | Rep | Asset management | 2014-11-14 | 2015-06-07 | Rep | Dealing in securities | 2014-11-14 | 2015-06-07 |
6 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-02 | 2017-04-01 | Rep | Dealing in securities | 2015-07-02 | 2017-04-01 |
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