Fan, King Wai 范涇渭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2017-02-23 | 2018-04-29 | Rep | Dealing in securities | 2017-02-23 | 2018-04-29 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-02-01 | 2023-12-27 |
| 3 | Mason Global Capital Limited | Rep | Advising on corporate finance | 2018-05-25 | 2020-04-15 | RO | Advising on corporate finance | 2020-04-15 | 2020-12-31 |
| 4 | Mason Securities Limited | Rep | Advising on corporate finance | 2018-05-07 | 2018-05-23 | Rep | Dealing in securities | 2018-09-21 | 2020-12-31 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2012-02-27 | 2013-12-31 | Rep | Dealing in securities | 2012-02-27 | 2013-12-31 |
| 6 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-02-17 | 2017-02-06 | Rep | Dealing in securities | 2014-02-17 | 2017-02-06 |
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