Fan, King Wai 范涇渭

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Neutral Financial Holding Company Limited Rep Advising on corporate finance 2012-02-27 2013-12-31
2 Neutral Financial Holding Company Limited Rep Dealing in securities 2012-02-27 2013-12-31
3 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2014-02-17 2017-02-06
4 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2014-02-17 2017-02-06
5 China Securities (International) Corporate Finance Company Limited Rep Advising on corporate finance 2017-02-23 2018-04-29
6 China Securities (International) Corporate Finance Company Limited Rep Dealing in securities 2017-02-23 2018-04-29
7 Mason Securities Limited Rep Advising on corporate finance 2018-05-07 2018-05-23
8 Mason Global Capital Limited Rep Advising on corporate finance 2018-05-25 2020-04-15
9 Mason Securities Limited Rep Dealing in securities 2018-09-21 2020-12-31
10 Mason Global Capital Limited RO Advising on corporate finance 2020-04-15 2020-12-31
11 GUOTAI JUNAN CAPITAL LIMITED Rep Advising on corporate finance 2021-02-01 2023-12-27

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