Chan, Kin Pan 陳健斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | RO | Advising on securities | 2016-11-15 | RO | Asset management | 2016-11-15 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-04-25 | 2013-01-24 | Rep | Dealing in securities | 2012-04-25 | 2013-01-24 |
| 3 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-08-28 | 2015-11-04 | Rep | Asset management | 2015-08-28 | 2016-11-03 | RO | Advising on securities | 2015-11-04 | 2016-11-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-03-01 | 2012-03-29 | Rep | Dealing in securities | 2012-03-01 | 2012-03-29 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-03-01 | 2012-03-29 |
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