Liang, Yiming (SFC:AEY432) 梁仡銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldstream Capital Management Limited | RO | Advising on securities | 2012-03-02 | 2014-04-11 |
| 2 | Goldstream Capital Management Limited | RO | Asset management | 2012-03-02 | 2014-04-11 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-04 | 2014-08-15 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-15 | 2018-08-06 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2014-08-15 | 2019-06-09 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2014-08-15 | 2019-06-09 |
| 7 | New Vision Asset Management Limited | Rep | Asset management | 2019-12-23 | 2020-04-06 |
| 8 | Cheung On Securities Limited | RO | Dealing in securities | 2020-12-21 | 2022-01-28 |
| 9 | Cheung On Securities Limited | RO | Advising on securities | 2020-12-21 | 2022-10-19 |
| 10 | Cheung On Securities Limited | RO | Asset management | 2020-12-21 | 2022-10-19 |
| 11 | EM Asset Management Limited | Rep | Advising on securities | 2023-01-05 | 2023-03-17 |
| 12 | EM Asset Management Limited | Rep | Asset management | 2023-01-05 | 2023-03-17 |
| 13 | EM Asset Management Limited | RO | Advising on securities | 2023-03-17 | |
| 14 | EM Asset Management Limited | RO | Asset management | 2023-03-17 |
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