Chan, Shu Wing 陳樹榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2013-07-05 | 2016-05-31 | Rep | Dealing in securities | 2013-07-05 | 2016-05-31 |
| 2 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-10 | 2013-06-30 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-10 | 2013-06-30 | Rep | Leveraged foreign exchange trading | 2013-02-18 | 2013-06-30 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2019-09-08 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-07-07 | 2019-09-08 |
| 6 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-05 | 2012-03-27 | Rep | Dealing in securities | 2012-03-05 | 2012-03-27 |
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