Lau, Ken Kin Wing 劉建榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2016-08-24 | 2018-04-06 | Rep | Advising on securities | 2016-09-29 | 2018-04-06 | Rep | Dealing in securities | 2016-09-29 | 2018-04-06 | Rep | Asset management | 2018-08-16 | 2018-11-19 | Rep | Advising on securities | 2018-08-16 | 2019-01-03 | Rep | Dealing in securities | 2018-08-16 | 2019-01-03 | RO | Asset management | 2018-11-19 | 2019-01-03 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-06 | 2013-06-07 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-06 | 2013-06-07 | Rep | Advising on securities | 2012-06-12 | 2013-06-07 |
| 4 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2019-02-22 | 2019-03-28 | RO | Asset management | 2019-03-28 | 2020-06-30 | RO | Advising on securities | 2019-05-22 | 2020-06-30 |
| 5 | PRESTIGE SECURITIES LIMITED (HK) | Rep | Advising on securities | 2019-02-22 | 2020-06-30 | Rep | Dealing in securities | 2019-02-22 | 2020-06-30 |
| 6 | TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2018-04-20 | 2018-05-31 | Rep | Asset management | 2018-04-20 | 2018-05-31 |
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