Ma, Yan Ying 馬銦楹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-07-26 | 2021-09-06 |
| 2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2019-07-10 | 2020-01-20 | Rep | Asset management | 2019-07-10 | 2020-08-04 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-07-10 | 2021-09-06 | Rep | Asset management | 2019-07-10 | 2021-09-06 | Rep | Dealing in securities | 2019-07-26 | 2021-09-06 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2017-12-27 | 2019-05-31 | Rep | Asset management | 2017-12-27 | 2019-05-31 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-03-09 | 2012-05-05 |
| 6 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-03-09 | 2012-05-05 |
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