Koike, Shoji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-08-01 | 2016-08-08 | Rep | Dealing in securities | 2017-08-18 | 2017-08-23 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-08-01 | 2016-08-08 | Rep | Dealing in futures contracts | 2017-08-18 | 2017-08-23 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-03-09 | 2013-02-19 |
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