Chan, Hiu Ka 陳曉嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-10-04 | Rep | Advising on securities | 2021-10-22 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-11-25 | |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2017-09-13 | 2021-09-06 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Dealing in securities | 2012-03-12 | 2015-12-31 |
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