Chen, Clarence Soon Yuan 陳松源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-03-12 | 2013-04-01 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-03-12 | 2013-04-01 |
| 3 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2013-05-10 | 2013-07-02 |
| 4 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2013-05-10 | 2013-07-02 |
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