Li, Yuna 李宇娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Legend Arb Advisors Limited | Rep | Advising on futures contracts | 2023-10-26 | |
2 | Legend Arb Advisors Limited | Rep | Advising on securities | 2023-10-26 | |
3 | True Partner Advisor Hong Kong Limited | Rep | Asset management | 2012-03-13 | 2014-06-25 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2014-08-29 | 2016-12-31 |
5 | Legend Arb Advisors Limited | Rep | Asset management | 2023-10-26 | |
6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2016-10-10 |
7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2016-12-31 |
8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-07-10 | 2016-12-31 |
9 | Legend Arb Advisors Limited | RO | Advising on futures contracts | 2019-07-19 | 2023-10-26 |
10 | Legend Arb Advisors Limited | RO | Advising on securities | 2019-07-19 | 2023-10-26 |
11 | Legend Arb Advisors Limited | RO | Asset management | 2017-08-29 | 2023-10-26 |
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