Liu, Zhousheng (SFC:AZD456) 劉周晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-28 | 2018-04-13 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-08 | 2018-04-13 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-08 | 2018-04-13 | Rep | Advising on securities | 2015-04-08 | 2018-04-13 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-03-13 | 2014-01-20 | Rep | Dealing in securities | 2012-03-13 | 2014-01-20 |
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