An, Sang Beom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-07-06 | 2021-08-09 | Rep | Dealing in securities | 2020-07-06 | 2021-08-09 |
| 2 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2019-10-14 | 2020-06-30 |
| 3 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2012-03-15 | 2017-05-17 | Rep | Dealing in securities | 2012-03-15 | 2017-05-17 | RO | Advising on securities | 2017-05-17 | 2019-05-16 | RO | Dealing in securities | 2017-05-17 | 2019-05-16 |
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