Wu, Frederick Tse Wai 吳子惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Advising on corporate finance | 2021-12-01 | 2021-12-28 | Rep | Dealing in securities | 2021-12-01 | 2021-12-28 | RO | Advising on corporate finance | 2021-12-28 | 2022-09-30 | RO | Dealing in securities | 2021-12-28 | 2022-09-30 |
| 2 | Beijing Capital Partners Limited | RO | Asset management | 2006-02-27 | 2018-08-03 |
| 3 | CHARLES SCHMITT & ASSOCIATES LIMITED | RO | Advising on securities | 2003-10-24 | RO | Asset management | 2003-10-24 |
| 4 | FIRST ASIA FINANCE GROUP LIMITED | RO | Advising on corporate finance | 2003-10-24 | 2004-02-04 | RO | Advising on corporate finance | 2005-05-27 | 2009-02-17 | RO | Dealing in securities | 2005-05-27 | 2009-02-17 | RO | Advising on securities | 2005-08-15 | 2009-02-17 | RO | Advising on corporate finance | 2009-12-08 | 2019-04-15 | RO | Advising on securities | 2009-12-08 | 2019-04-15 | RO | Dealing in securities | 2009-12-08 | 2019-04-15 |
| 5 | MACKINSEY FINANCIAL MANAGEMENT LIMITED | RO | Advising on securities | 2004-02-04 | 2004-09-20 | RO | Asset management | 2004-02-04 | 2004-09-20 | Rep | Advising on securities | 2004-09-20 | 2005-02-07 | Rep | Asset management | 2004-09-20 | 2005-02-07 |
| 6 | Minerva Advisory Global Capital Limited | RO | Advising on corporate finance | 2019-06-13 | 2021-08-02 |
| 7 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2019-06-13 | 2021-08-02 |
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