Phua, Jia Ning 潘家寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2013-05-15 | 2015-01-09 | Rep | Dealing in securities | 2013-05-15 | 2015-01-09 | Rep | Advising on corporate finance | 2014-04-30 | 2015-01-09 |
| 2 | EIG Global Energy (Asia) Limited | Rep | Advising on securities | 2015-03-09 | 2021-09-29 | Rep | Asset management | 2015-03-09 | 2021-09-29 | Rep | Dealing in securities | 2016-11-04 | 2021-09-29 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-03-16 | 2012-08-28 |
| 4 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2022-03-30 |
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