Phua, Jia Ning 潘家寧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Rep Dealing in securities 2022-03-30
2 HSBC Corporate Finance (Hong Kong) Limited Rep Advising on corporate finance 2012-03-16 2012-08-28
3 Canaccord Genuity (Hong Kong) Limited Rep Advising on securities 2013-05-15 2015-01-09
4 Canaccord Genuity (Hong Kong) Limited Rep Dealing in securities 2013-05-15 2015-01-09
5 Canaccord Genuity (Hong Kong) Limited Rep Advising on corporate finance 2014-04-30 2015-01-09
6 EIG Global Energy (Asia) Limited Rep Advising on securities 2015-03-09 2021-09-29
7 EIG Global Energy (Asia) Limited Rep Asset management 2015-03-09 2021-09-29
8 EIG Global Energy (Asia) Limited Rep Dealing in securities 2016-11-04 2021-09-29

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