Zhang, Ruiyue (SFC:AZB698) 張瑞玥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-03-19 | 2014-03-21 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-04-02 | 2016-01-22 | Rep | Advising on securities | 2014-04-16 | 2016-01-22 |
| 3 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-07 | 2019-09-30 | Rep | Asset management | 2016-03-07 | 2019-09-30 | Rep | Dealing in securities | 2016-03-07 | 2019-09-30 | Rep | Advising on securities | 2019-10-01 | 2023-10-27 | Rep | Asset management | 2019-10-01 | 2023-10-27 | Rep | Dealing in securities | 2019-10-01 | 2023-10-27 |
| 4 | SYNCICAP Asset Management Limited | Rep | Advising on securities | 2023-11-13 | Rep | Asset management | 2023-11-13 | Rep | Dealing in securities | 2023-11-13 |
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