Baxter, Thomas Wilbur
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2019-12-11 | 2019-12-20 | Rep | Asset management | 2019-12-11 | 2019-12-20 | Rep | Dealing in futures contracts | 2019-12-11 | 2020-07-31 | Rep | Dealing in securities | 2019-12-11 | 2020-07-31 | RO | Advising on securities | 2019-12-20 | 2020-07-31 | RO | Asset management | 2019-12-20 | 2020-07-31 |
| 2 | Wellington Management Hong Kong Limited (b2003-01-02) | RO | Asset management | 2012-03-20 | 2018-12-31 | RO | Dealing in futures contracts | 2013-05-15 | 2018-12-31 | RO | Dealing in securities | 2013-05-15 | 2018-12-31 | Rep | Advising on securities | 2016-12-01 | 2018-12-31 |
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