Mok, Tze Chung 莫子中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-08-29 | 2017-12-22 | Rep | Dealing in securities | 2017-08-29 | 2017-12-22 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-03-26 | 2012-09-01 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-04-20 | 2021-08-10 |
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