Baader, Klaus Alvaro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2012-03-27 | 2014-07-16 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-03-27 | 2014-07-16 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Advising on futures contracts | 2012-03-27 | 2016-05-24 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-03-27 | 2016-05-24 |
| 5 | SG SECURITIES (HK) LIMITED | RO | Advising on securities | 2014-07-16 | 2018-07-06 |
| 6 | SG SECURITIES (HK) LIMITED | RO | Dealing in securities | 2014-07-16 | 2018-07-06 |
| 7 | SG SECURITIES (HK) LIMITED | RO | Advising on futures contracts | 2016-05-24 | 2018-07-06 |
| 8 | SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-05-24 | 2018-07-06 |
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