Lam, Man Wai (SFC:AZF840) 林文偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-20 | 2012-09-11 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-03-29 | 2012-09-11 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-01-06 | Rep | Advising on securities | 2021-03-17 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-01-06 | |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-09-18 | 2012-12-08 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-09-18 | 2012-12-08 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2015-04-27 | 2015-07-06 | Rep | Dealing in securities | 2015-04-27 | 2015-07-06 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-30 | 2020-12-13 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-07-30 | 2020-12-13 |
| 10 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-02-05 | 2013-10-17 |
| 11 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-10-29 | 2015-04-10 | Rep | Dealing in securities | 2013-11-15 | 2015-04-10 |
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