Lu, Xiaohao (SFC:AZF711) 呂皛皓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2023-08-16 | Rep | Dealing in securities | 2023-08-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2015-03-12 | 2018-09-17 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-10-25 | 2023-02-20 | Rep | Advising on securities | 2018-11-07 | 2023-02-20 | Rep | Dealing in securities | 2018-11-07 | 2023-02-20 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2012-03-29 | 2014-09-12 | Rep | Advising on securities | 2012-03-29 | 2014-09-12 | Rep | Dealing in securities | 2012-03-29 | 2014-09-12 |
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