Lau, Ka Chun (SFC:AZG905) 劉嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-11 | 2019-07-29 | Rep | Asset management | 2018-09-11 | 2019-07-29 | RO | Advising on securities | 2019-07-29 | 2021-12-14 | RO | Asset management | 2019-07-29 | 2021-12-14 |
| 2 | KCG SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-06-17 | 2017-02-17 | RO | Dealing in securities | 2017-02-17 | 2021-12-14 | Rep | Advising on securities | 2017-07-10 | 2019-07-29 | Rep | Asset management | 2018-09-11 | 2019-07-29 | RO | Advising on securities | 2019-07-29 | 2021-12-14 | RO | Asset management | 2019-07-29 | 2021-12-14 |
| 3 | Mintai Asset Management Limited | RO | Advising on securities | 2023-08-01 | RO | Asset management | 2023-08-01 |
| 4 | Original Asset Management Limited | Rep | Advising on securities | 2021-12-23 | 2022-01-26 | Rep | Asset management | 2021-12-23 | 2022-01-26 | RO | Advising on securities | 2022-01-26 | 2022-06-22 | RO | Asset management | 2022-01-26 | 2022-06-22 |
| 5 | Original Group Securities Limited | Rep | Dealing in securities | 2021-12-23 | 2022-01-26 | RO | Dealing in securities | 2022-01-26 | 2022-06-22 |
| 6 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-04-11 | 2014-04-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy