Lau, Ka Chun (SFC:AZG905) 劉嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Mintai Asset Management Limited | RO | Advising on securities | 2023-08-01 | |
2 | Mintai Asset Management Limited | RO | Asset management | 2023-08-01 | |
3 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-04-11 | 2014-04-08 |
4 | KCG SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-06-17 | 2017-02-17 |
5 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-07-10 | 2019-07-29 |
6 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-11 | 2019-07-29 |
7 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2018-09-11 | 2019-07-29 |
8 | KCG SECURITIES ASIA LIMITED | Rep | Asset management | 2018-09-11 | 2019-07-29 |
9 | KCG SECURITIES ASIA LIMITED | RO | Dealing in securities | 2017-02-17 | 2021-12-14 |
10 | KCG FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-07-29 | 2021-12-14 |
11 | KCG FUND MANAGEMENT LIMITED | RO | Asset management | 2019-07-29 | 2021-12-14 |
12 | KCG SECURITIES ASIA LIMITED | RO | Advising on securities | 2019-07-29 | 2021-12-14 |
13 | KCG SECURITIES ASIA LIMITED | RO | Asset management | 2019-07-29 | 2021-12-14 |
14 | Original Asset Management Limited | Rep | Advising on securities | 2021-12-23 | 2022-01-26 |
15 | Original Asset Management Limited | Rep | Asset management | 2021-12-23 | 2022-01-26 |
16 | Original Group Securities Limited | Rep | Dealing in securities | 2021-12-23 | 2022-01-26 |
17 | Original Asset Management Limited | RO | Advising on securities | 2022-01-26 | 2022-06-22 |
18 | Original Asset Management Limited | RO | Asset management | 2022-01-26 | 2022-06-22 |
19 | Original Group Securities Limited | RO | Dealing in securities | 2022-01-26 | 2022-06-22 |
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