Lau, Ka Chun (SFC:AZG905) 劉嘉俊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Mintai Asset Management Limited RO Advising on securities 2023-08-01
2 Mintai Asset Management Limited RO Asset management 2023-08-01
3 TAI TAK SECURITIES (ASIA) LIMITED Rep Dealing in securities 2012-04-11 2014-04-08
4 KCG SECURITIES ASIA LIMITED Rep Dealing in securities 2015-06-17 2017-02-17
5 KCG SECURITIES ASIA LIMITED Rep Advising on securities 2017-07-10 2019-07-29
6 KCG FUND MANAGEMENT LIMITED Rep Advising on securities 2018-09-11 2019-07-29
7 KCG FUND MANAGEMENT LIMITED Rep Asset management 2018-09-11 2019-07-29
8 KCG SECURITIES ASIA LIMITED Rep Asset management 2018-09-11 2019-07-29
9 KCG SECURITIES ASIA LIMITED RO Dealing in securities 2017-02-17 2021-12-14
10 KCG FUND MANAGEMENT LIMITED RO Advising on securities 2019-07-29 2021-12-14
11 KCG FUND MANAGEMENT LIMITED RO Asset management 2019-07-29 2021-12-14
12 KCG SECURITIES ASIA LIMITED RO Advising on securities 2019-07-29 2021-12-14
13 KCG SECURITIES ASIA LIMITED RO Asset management 2019-07-29 2021-12-14
14 Original Asset Management Limited Rep Advising on securities 2021-12-23 2022-01-26
15 Original Asset Management Limited Rep Asset management 2021-12-23 2022-01-26
16 Original Group Securities Limited Rep Dealing in securities 2021-12-23 2022-01-26
17 Original Asset Management Limited RO Advising on securities 2022-01-26 2022-06-22
18 Original Asset Management Limited RO Asset management 2022-01-26 2022-06-22
19 Original Group Securities Limited RO Dealing in securities 2022-01-26 2022-06-22

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