Ho, Ho Ming (SFC:AZG575) 何浩銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2017-11-27 | 2018-01-24 | Rep | Dealing in securities | 2017-11-27 | 2018-01-24 | Rep | Asset management | 2017-11-27 | 2018-10-19 | RO | Advising on securities | 2018-01-24 | 2019-03-29 | RO | Dealing in securities | 2018-01-24 | 2019-03-29 | RO | Asset management | 2018-10-19 | 2019-03-29 | RO | Advising on futures contracts | 2019-02-19 | 2019-03-29 | RO | Dealing in futures contracts | 2019-02-19 | 2019-03-29 |
| 2 | China Reserve Securities Limited | Rep | Advising on securities | 2019-06-14 | 2019-08-30 | Rep | Asset management | 2019-06-14 | 2019-08-30 | Rep | Dealing in securities | 2019-06-14 | 2019-08-30 | RO | Advising on securities | 2019-08-30 | RO | Asset management | 2019-08-30 | RO | Dealing in securities | 2019-08-30 |
| 3 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-14 | 2016-12-08 | Rep | Advising on futures contracts | 2015-12-15 | 2017-07-28 | RO | Dealing in futures contracts | 2016-12-08 | 2017-07-28 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-07-18 | 2017-07-28 |
| 5 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2012-04-10 | 2014-02-28 | Rep | Asset management | 2013-05-07 | 2014-02-28 |
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